Regulatory Investigation Forensic Expert Witness UK

Regulatory investigations by the FCA, CMA, SFO, and HMRC frequently require forensic expert evidence to establish facts relevant to alleged regulatory breaches. Forensic accountants analyse financial records to identify market manipulation, insider trading, mis-selling, capital adequacy failures, and fraud. Forensic economists provide evidence on market impact and competitive effects in CMA competition investigations.

In FCA regulatory proceedings, forensic accountants analyse financial records to establish facts relevant to alleged regulatory breaches, market manipulation, insider trading, mis-selling, or capital adequacy failures. Forensic economists may also provide evidence on market impact. Forensic experts work with both the regulated firm and the regulator depending on instruction, and may subsequently give evidence in enforcement proceedings.

SFO investigations (Serious Fraud Office) typically require forensic accounting evidence to trace proceeds of fraud, quantify losses, and reconstruct financial records. Digital forensics experts assist with large-scale e-discovery and the analysis of electronic evidence across complex multi-party datasets. Expert witnesses may subsequently give evidence in Crown Court proceedings or civil recovery actions under the Proceeds of Crime Act.

Frequently Asked Questions